Running head: APPLIED ETHICS IN CUBA



Applied Ethics in Mental Health in Cuba:

Part I - Guiding Concepts and Values

Laura Sánchez Valdés,

Iteso, Mexico

Isaac Prilleltensky

Victoria University, Australia

Richard Walsh-Bowers

Wilfrid Laurier University, Canada

Amy Rossiter

York University, Canada

Authors Note

Laura Sánchez Valdés, Department of Psychology; Isaac Prilleltensky, Department of Psychology; Richard Walsh-Bowers, Department of Psychology; Amy Rossiter, Department of Social Work. The research is based on the first author's M.A. thesis while she was at Wilfrid Laurier University in Canada.

This research was supported by the Social Sciences and Humanities Research Council of Canada. We wish to thank the participants for their hospitality, collaboration, time and effort.

Correspondence concerning this article should be sent to Isaac Prilleltensky, Department of Psychology, Victoria University, POBox 14428, Melbourne MC 8001, Australia.

C:My documents\CUBA\cuba1.e&b.july 2001

Abstract

As part of a project on professionals' lived experience of ethics, the article explores the guiding concepts and values concerning ethics of mental health professionals in Cuba. The data, obtained through individual interviews and focus groups with 28 professionals, indicate that Cubans conceptualize applied ethics in terms of its central role in professional practice and its connection to the social context and subjective processes. Findings also show that Cuban professionals are guided not only by a set of professional values, but by a specific set of civic values as well. The former are subdivided into other-oriented values and self-oriented values. The study of ethics in another culture such as Cuba offers a unique point of view from which to critique the social construction of our own conceptions of applied ethics in North America.

Applied Ethics in Mental Health in Cuba: Part I -- Guiding Concepts and Values

The purpose of this article is to report on a qualitative study of professional ethics in Cuba. The research, conducted with mental health clinicians in Cuba, offers a unique perspective on applied ethics that can serve to critique our own constructions of the topic in North America. The objective of the study was to investigate the ethical values and dilemmas experienced by Cuban clinicians and the resources they use in dealing with them. We concentrate here on guiding concepts and values. In a separate article in this issue of Ethics and Behavior we report on dilemmas, resources and limitations.

The investigation was guided by two primary aims. First, the need to create frameworks of applied ethics that are constructed on the lived experience of workers; and second, the need to understand how conceptions of ethics are related to culture and society. Current models of applied ethics tend to define the subject in narrow terms and do not take sufficiently into account the contexts in which ethical dilemmas occur (Attig, 1995; Bowden, 1997; Brown, 1997; Bursztajn, Gutheil, & Cummins, 1987; Chambliss, 1996; Dokecki, 1996; Kitchener, 1996; Prilleltensky, Rossiter, & Walsh-Bowers, 1996; Rossiter, Prilleltensky, & Walsh-Bowers, 2000; Trevino, 1987; Wegener, 1996). In order to develop more useful models of applied ethics, we are investigating the lived experience of ethics with several groups of service providers in the human service and mental health fields in North America and Cuba (Prilleltensky, Walsh-Bowers, & Rossiter, 1999; Rossiter, 1998; Rossiter, Walsh-Bowers, & Prilleltensky, 1996; Walsh-Bowers, Rossiter, & Prilleltensky, 1996). We use the data from Cuba to understand ethics in a vastly different culture and to re-evaluate our own models of ethics in light of cross-cultural perspectives.

Conceptual Orientation

Our conceptual orientation is informed by grounded, contextual, critical, and feminist approaches. A grounded theory methodology suggests that theory building requires the input of lived experiences. Otherwise, theoretical postulates remain disconnected from the phenomenology of the object of study. In our view, much of the literature on professional ethics remains less than useful because it lacks the lived experience component. Professionals do not see themselves readily reflected in the literature because it is based either on aspirational statements (e.g., Clark & Abeles, 1994; Garfat & Ricks, 1995; Walker, 1994) or simplified research vignettes (e.g., Chevalier & Lyon, 1993; Seitz & O'Neill, 1996). In either case, accounts documenting the daily ethical struggles of professionals are missing.

While statements of values and principles abound, descriptions of lived experiences of ethics are scarce. Some exceptions include research by Chambliss (1996), Holland and Kilpatrick (1991) and by Reiser, Bursztajn, Appelbaum, and Gutheil (1987). Research identifying ethical concerns faced by psychologists comes closer to our goal of obtaining grounded input (Pope, Tabachnick, & Keith-Spiegel, 1987; Pope & Vetter, 1992), but that line of research does not delve into the subjective experience of the clinicians or into the organizational contexts of the dilemmas. Thus, we lack an understanding of the social processes implicated in professionals' conceptions of ethics. This study shows one of our ongoing efforts at theory building through the collection of grounded input.

The second source of our thinking is contextual theory, according to which ethics are constructed by culture and social location. While the search for moral answers may cross boundaries of nations and cultures, the specific norms to be followed in each society and subculture are uniquely shaped by diverse historical circumstances. We could not automatically transfer principles from North America to Cuba or vice versa; we seek knowledge that is culturally specific. We try to answer Toulmin's call for an approach to applied ethics that is "particular not universal, local not general, timely not eternal, and -- above all -- concrete not abstract" (1996a, p. 7). This is why we attempted to examine Cuban ethics from Cubans' perspectives.

The third influence that shapes our thinking is critical theory. Critical theory advances a concrete epistemology as well as a moral philosophy. From an explanatory point of view, it postulates that human interaction can be rendered intelligible only when power differentials are taken into account. From a moral point of view, it claims that the Good Life and the Good Society are predicated on equality, fairness, and justice (Geuss, 1981; Gustavsen, 1996; Habermas, 1990; Richardson & Fowers, 1997).

Feminists (e.g., Hare-Mustin & Marecek, 1997; Wilkinson, 1997) and gay and lesbian psychologists (e.g., Kitzinger, 1997) have documented the abuse sustained by women and gays and lesbians in the hands of "caring" professionals. The history of the helping professions is replete with examples of abuses of power. These abuses provide ample argumentation against the romantic notion that professionals can overcome personal interests for the public's sake. In a culture that glorifies individual success and personal gratification above all else, professionals are at definite risk for engaging in abusive behavior (DeVaris, 1994; Dineen, 1996; Dokecki, 1996; Mack, 1994; Pilgrim, 1992; Spinelli, 1994). Critical of institutional arrangements that perpetuate patriarchy and inequality, feminists strive to deconstruct the machinery of oppression and turn it into a tool for mutual respect and dignity (Bowden, 1997; Haraway, 1988; Lather, 1991; Maynard & Purvis, 1994). Thus, like critical theory, the project of feminism also has dual objectives of explanation and transformation. In our research, we use feminist resources to sensitize us to potential gender and racial discrimination inherent in professional helping relationships.

To summarize, we are involved in the process of formulating a framework of applied ethics that is informed by grounded, critical, and feminist theory, and that emphasizes the need for context-sensitive knowledge (Bowden, 1997; Chambliss, 1996; Fox & Prilleltensky, 1997; Gustavsen, 1996; Kincheloe & McLaren, 1994; Morrow, 1994; Toulmin, 1996a; 1996b). In order to enliven and refine our emerging conceptualizations, we need grounded input from people involved in the helping encounter. This research constitutes another step in our efforts to build applied ethics theory and translate it into useful aids for professionals.

Research Objectives

The research had a theoretical as well as an applied objective. As part of a larger study on applied ethics, the research in Cuba was intended to contribute to the development of theory and to the creation of relevant and useful ethical frameworks. As an applied research project, the research inquired about clinicians' (a) general concepts of applied ethics, (b) values, (c) ethical challenges, (d) ethical resources and impediments, and (e) recommendations for maintaining or improving ethical decision-making processes. This article reports on the concepts of applied ethics and the values that guide professional work. Challenges, resources, limitations, and recommendations are reported separately in the second article of this series.

Social, Historical, and Professional Context of Research

The 1980's represented the "golden decade" for Cuba. During those years a great deal of social progress was achieved: free health care, guaranteed education, reduction in infant mortality, declining fertility rate, provision of day care, housing, increments in social security, increase in employment opportunities for women, and provision of social welfare (Eckstein, 1994; Ellwood, 1998; Torre & Calviño, 1996). In addition, funds were allocated for research and professional development (Torre & Calviño, 1996). However, all of the advances achieved during the eighties turned to extreme difficulties in the nineties. With the collapse of the Soviet Bloc, which had accounted for some 85% of Cuba's foreign trade, the country's economy plummeted. Compounding these difficulties was the economic embargo which had been imposed by the United States, threatening to cut subsidies of Third World countries that traded with Cuba (Centeno & Font, 1997; Eckstein, 1994; Ellwood, 1998; Meeks, 1993; Torre & Calviño, 1996). The country suffered an economic collapse (Eckstein, 1994; Torre & Calviño, 1996). Today, Cuba continues to experience "a war type economy in times of peace" which requires great sacrifices from the population (Eckstein, 1994).

The revolution's biggest challenge is "to create a pluralistic, participatory democracy based on social justice while finding an independent place in the emerging global economy" (Ellwood, 1998, p. 19). The term used by Cubans to describe the current historical juncture is "special period." This term explains the hardships and justifies initiatives offered to address the crisis (Centeno & Font, 1997; Ellwood, 1998). The "special period" has disrupted the socio-cultural and scientific life of the country (Centeno & Font, 1997; Torre & Calviño, 1996). Before the revolution in 1959 the majority of psychologists in Cuba had been trained in the United States and espoused a therapeutic orientation (Ardila, 1986). The social project of the revolution demanded that psychologists engage in more community work (Ardila, 1986; Tovar Pineda, 1993). Subsequently, psychology evolved in Cuba in the materialist-dialectic tradition of the socialist countries, and was enriched by the ideas of José Martí and the evolution of indigenous Cuban psychology itself (González Serra, 1997; Torre & Calviño, 1996).

Some of the interviewees commented that psychologists in Cuba are professionals with a high sense of community service, personal integrity, and professional ethics. Psychologists work hard to update their knowledge. However, this is only possible with great difficulty due to lack of resources such as printing facilities and transportation to conferences and libraries. When psychologists graduate they find work immediately and are incorporated in practically all sectors of society: industry, education, health, human services, and corrections among others (Ardila, 1986).

Presently the work of psychologists is focused on helping citizens face the difficult economic situation. Research is directed at the effects of the "special period" on the Cuban family, formation and strengthening of values, and the impact of tourism on society (Torre & Calviño, 1996). Psychologists are aware of the impact of the "special period" on their own subjectivity and professional behaviour, as they are not immune to the adverse effects of the social and economic crisis (Torre & Calviño, 1996).

Ethics in Cuba is seen as central to the practice of psychology. Psychology, in turn, is seen as central in ethics, education, art, and politics (González Serra, 1997). One of the main scholars of ethics in Cuba discusses the relevance of incorporating moral goals in psychology:

We consider that the psychological sciences cannot be reduced to simple knowledge or a technique, rather it has to have moral goals and make efforts to form people and a society that is spiritually superior in creativity, independence, humanism, compassion with the humble, and patriotism, at the same time promoting national and regional identity. (González Serra, 1997, p. 168)



Many Cuban psychologists regard the promotion of sound moral values as fundamental to their civic and professional duties (Zaldívar Pérez, 1997). Fostering values in politics and education is part and parcel of a psychologist's job (González Serra, 1997).

There are two formal associations of psychologists in Cuba, the Society of Health Psychologists and the Society of Psychologists of Cuba (Torre & Calviño, 1996). The latter has developed a professional code of ethics in 1986, which consists of six sections: (1) general principles and functions of the psychologist in different service areas; (2) research; (3) teaching; (4) evaluation tests and instruments; (5) relations between colleagues and other specialists; and (6) violations of the code and sanctions. The code states that one of the main ethical tasks of the psychologist is to advance the cause of the revolution. Through the use of Marxist-Leninist theory, there needs to be a contribution to the solution of the economic and social problems of the country. Similarly, education needs to contribute to the political-ideological formation of the students, developing in them qualities that are in accord with the country's socialist ideals. The code emphasizes that the interaction among colleagues and other professionals should be centred on collaboration, respect, critique, self-critique, honesty and collectivism (Sociedad de Psicólogos de Cuba, 1986).

Research Process

This study consisted of six main phases: (1) two researchers (a male professor and a female student) travelled from Canada to Cuba to carry out interviews and focus groups in two cities; (2) the interviews were transcribed and a summary of the results was prepared; (3) results were discussed among research team members, which included one female academic, two male academics and a female graduate student; (4) two key informants from Cuba came to Canada to discuss the findings of the study; (5) the key informants who visited Canada discussed the findings with their colleagues back in Cuba and provided further feedback to the research team; and (6) one of the researchers went back to Cuba to present the final research report.

Research Relationship

Although the researchers were themselves from Latin America (the professor was originally from Argentina and the student from Mexico), there were vast cultural differences that needed to be negotiated with Cuban participants. The research required a fair degree of trust in the researchers, as the subject matter of the investigation was rather sensitive. Because of previous negative experiences, Cubans are justifiably concerned with the potential distortion of their reality by foreigners. Understandably, some of our colleagues in Cuba were cautious in relating to us, least we engage in the type of bad publicity for Cuba that other foreigners have engaged in before. However, for the most part, we think that we established trustworthy relationships with our participants. During our stay in Cuba we developed genuine friendships with some of our hosts, and were able to discuss openly their ethical dilemmas. They were not shy about advancing ideas for the improvement of their own organizations. The validity of our findings were discussed with two Cuban colleagues who joined our research team in Canada for further deliberations.

Methodology and Analysis

Individual Interviews and Focus Groups

We used qualitative methodology to elicit participants' perspectives on applied ethics. We organized semi-structured interviews and focus groups parallel to the research objectives. We asked questions about concepts of ethics, values, dilemmas, resources, barriers, and recommendations. The main questions were: what does ethics mean to you in your work? what values guide your practice? what type of ethical dilemmas do you encounter in your job? what barriers do you encounter in attempts to resolve ethical dilemmas? what resources help you resolve ethical dilemmas? and what recommendations can you make at the personal, professional, and organizational levels for improving ethical thinking and action? Workers were encouraged to provide concrete examples of their struggles and not to remain at a conceptual level. This was meant to facilitate a phenomenological understanding of their dilemmas. With participants' permission, each interview was tape-recorded and later transcribed. All interviews and focus groups were conducted in Spanish.

Participants

A total of 28 people were interviewed in two cities: Santiago de Cuba and Havana. Fifteen participants were interviewed on an individual basis, and 13 in four different focus groups. Most interviews took place during a conference in Santiago de Cuba. Announcements were made during the conference about the research and some participants volunteered to be interviewed. The conference was a propitious venue for the research because it attracted psychologists from different parts of the country. With the help of a conference participants, a focus group was also held in Havana. The individual interviews had a duration of 40 to 60 minutes and the focus groups met for an average of one and a half hours. Out of the 28 professionals there were 23 psychologists, three pedagogues, one psychiatrist and one philosopher with interests in mental health. Twenty-two of the interviewees were females and six were males. Although we cannot claim to have had a representative sample of the Cuban population of psychologists, we had a fair degree of diversity. Twenty interviewees resided in Santiago de Cuba, four in Havana, two in the Province of Camagüey and another two in Cienfuegos. About half of the participants had less than ten years of work experience. Roughly one quarter had between 10 and 20 years of experience and the remaining quarter had been in the work force between 20 and 30 years. Most participants worked in clinical and educational settings, with a few working in industrial or community settings. Half of the sample were university professors. The rest of the participants were practitioners. It should be noted though that most psychology professors in Cuba also have an active practice in a clinical, educational, community, or industrial setting.

Data Analysis

Transcripts of the interviews and focus groups were read line by line and themes related to the six research questions (concepts, values, dilemmas, resources, limitations, recommendations) were identified. Potential illustrative quotes were selected during the third reading of the transcribed interviews. A second level of categorization included grouping the themes under a particular category. This was a consensual process whereby team members agreed on the best conceptualization of the data. The emerging categorization was later shared with two Cuban key informants, who made recommendations for contextualizing the data in contemporary Cuban reality. The meaning of the data was discussed during intensive and extensive consultations between the authors and the two Cuban key informants. The Cuban key informants, one male and one female, were selected on the basis of their seniority and experience.

Findings

This section is divided into two main parts: concepts of professional ethics and values. In each part we present main themes emerging from the data and selected quotes to illustrate the main issues. An overview of the findings is presented in Table 1.



Concepts of Professional Ethics

The interviewees were asked to express in their own words their understanding of professional ethics, beginning with the definition of what applied ethics meant for them. The answers were grouped in the following themes: